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Guidelines Regarding Faculty
Appointment, Promotion, and Tenure


Revisions Approved by the Faculty March 26, 2002
Technical Revisions September 2006


 

Part I. General Statement
     
    In developing these Guidelines, the Faculty Appointment, Promotion, and Tenure Committee (FAPTC) has made certain basic assumptions. These are:
A.
All appointments, including appointments with tenure, will be reviewed by the FAPTC with respect to appropriateness of rank and track status.
B.
Academic advancement (promotion and/or granting of tenure) is not automatic but is based on meritorious achievements over and above mere competency, which is expected of all faculty at all times.
C.
The FAPTC, representing the faculty at large has a responsibility to the institution for maintaining a faculty of excellence and to the candidate for recognizing, encouraging, and rewarding achievement.
D.
Flexibility should be maintained in balancing distinguished productivity in one area against less meritorious accomplishments in another. Whatever the measures of activity evaluated, the emphasis should be the effectiveness and productivity of the individual.
E.
It is expected that individuals appointed to the rank of Assistant Professor will have demonstrated commitment to an academic career and evidence of independent achievement and scholarship, it follows that appointment or promotion to the higher ranks will be based on demonstrated scholarly achievement (See Attachment A).
F.
Academic achievement is usually related to experience and length of service. For this reason it is recommended that there be minimum periods of service in the various academic ranks prior to a recommendation for promotion. The computation of the length of service in rank will not include appointments at previous institutions. However, accomplishment at previous institutions will be considered in the tenure review.
The recommended minimum periods of service are:
Assistant Professor Three years from appointment
Associate Professor Three years from appointment
Tenure Three years on the tenure track
    These periods are not mandatory and do not preclude the accelerated advancement of a faculty member demonstrating evidence of unusual achievement and exceptional promise of continued growth.
    Additional parameters are pertinent sections of the Regents’ Rules and Regulations of The University of Texas System.
G.
It is important that the extent to which the candidate works for the common good and participates in the everyday affairs of the institution not be overlooked. Activities that serve to interface the School with the community, administrative responsibilities, and committee work are essential to the welfare of the institution. Activities of this type that supplement but do not replace achievements in teaching, clinical practice or research are worthy of consideration in evaluating a candidate. The Chair should supply specific documentation of such contributions to the FAPTC when proposing a candidate.
H.
The criteria for appointment at a particular rank are the same as those for promotion to that rank.
I.
The Guidelines in this document are specific to The University of Texas Dental Branch at Houston (UTDB) and are valid to the extent that they comply with the Rules and Regulations of Board of the Regents of The University of Texas System (Regents’ Rules) and The University of Texas Health Science Center at Houston Handbook of Operating Procedures.
Part II. Guidelines Regarding Full Time Faculty
Section 1. Tracks
   The members of the UTDB fulltime faculty are appointed to and may be promoted within one of the following pathways/tracks as further defined below. Those tracks include the Tenure Track (Clinical Educator Pathway or Scientist Educator Pathway); the Non Tenure Clinical Educator Track; and the Non Tenure Research Track.
A.   Tenure Track
    Appointment to a tenure track position requires a national search. Members of the faculty in this track should be those who strive to make significant original contributions to the body of knowledge in their dental specialties or scientific disciplines in addition to demonstrating excellence in teaching. Members of the faculty who elect this track must be considered for tenure in accordance with the Regents’ Rules as elucidated in Appendix C: Guidelines for Tenure 4.06, Handbook of Operating Procedures.

http://www.uth.tmc.edu/ut_general/admin_fin/planning/pub/hoop/complete_toc.html#chap4

i. Clinician/Educator Pathway to Tenure

    Full time members of the faculty whose professional activity involves a major commitment to clinical teaching and service will be appointed to this pathway on the tenure track. Primary appointments on this pathway may be held in any clinical department and promotion will be based on peer-recognized clinical achievements and scholarship within one's clinical discipline. Members of the faculty appointed to this pathway will be individuals who are committed to clinical education and patient care. The faculty members on this pathway must serve as exemplary clinical role models for students and residents.

    Advancement on the Clinician/Educator Pathway will be granted to individuals with documented excellence in clinical teaching and practice, peer esteem and scholarly activity in the form of documentable contributions to the corpus of knowledge in their areas. Such contributions should include peer-reviewed original papers, review articles, book chapters, and other forms of scholarly work. Extramural funding is not required but documentation of teaching excellence is expected. Criteria for Promotion are described in Section 2.

Faculty on this pathway may be considered for the award of tenure according to the criteria set out in Section iv.

ii. Scientist/Educator Pathway to Tenure

   Members of the faculty whose professional activity involves a major commitment to research and teaching will be appointed to this pathway on the tenure track. Faculty appointed to this pathway should strive to make significant scholarly contributions to the body of knowledge in their dental specialties or scientific disciplines in addition to demonstrating excellence in teaching. Although faculty appointed to this pathway may participate in clinical teaching and patient care, it is expected that a majority of their professional activity will be devoted to scientific research and education. Advancement along this pathway will ordinarily be awarded to faculty who demonstrate a significant body of focused independent research and research support that results in peer esteem at the national or international level and excellence in classroom and/or chairside teaching, where applicable. Criteria for Promotion within Tracks are described in Section 2.

http://www.db.uth.tmc.edu/prof-develop/Prof-Devdocs/appttenure.htm#section2

Faculty on this pathway may be considered for the award of tenure according to the criteria in Section iv.

iii. Criteria for Appointment in the Tenure Track
Clinical Faculty
   
The minimum requirement for clinical dental faculty hired on the tenure track requires a DDS/DMD degree from an American Dental Association (ADA) accredited dental school plus the completion of a GPR or AEGD, completion of a certificate program (for specialties), two years experience in clinical practice, or an advanced degree in a pertinent discipline. Faculty hired on this track that are graduates of an American Dental Association (ADA) accredited United States dental school must also have a license to practice dentistry in at least one state in the United States. Faculty not licensed in the State of Texas must obtain either a Faculty or Full Active License to practice dentistry in the State of Texas within six (6) months of employment at UTDB.
Basic Science Faculty
   The minimum requirement for basic science dental faculty hired on the tenure track is completion of a doctorate in a pertinent discipline.
Dental Hygiene Faculty
   The minimum requirement for dental hygiene faculty hired on the tenure track is completion of a master’s degree in a pertinent discipline and a license to practice dental hygiene in at least one state in the United States. Faculty not licensed in the State of Texas must obtain either a Faculty or Full Active License to practice dental hygiene in the State of Texas within six (6) months of employment at UTDB.
iv. Awarding of Tenure
   The award of tenure indicates a pledge of continuing appointment by the University and as such, it is granted only to those individuals who have demonstrated a significant commitment to this University, documented academic achievement, and the expectation of ongoing scholarship. Ultimately the Board of Regents awards tenure after review at the school and university level.

   Faculty whose professional and scholarly activities result in peer esteem which is recognized at the national/international level, who have made sustained and focused contributions to the scientific literature in the form of peer-reviewed publications, who have made significant contributions to the institution, and who have demonstrated excellence in teaching may be considered for the award of tenure (See Appendix C: Guidelines for Tenure 4.06, Handbook of Operating Procedures).

http://www.uth.tmc.edu/ut_general/admin_fin/planning/pub/hoop/complete_toc.html#chap4

   Tenure may be granted at the time of promotion to Associate Professor or the award of tenure may be deferred pending completion of a longer period of service provided the candidate does not exceed the probationary period set out in the Regents’ Rules. Tenure is generally not awarded at the time of initial appointment at the UTDB. Request for exceptions to this policy may be made for appointees to senior positions or those already awarded tenure elsewhere within The University of Texas System.

   Tenure must be awarded no later than the 8th year of service at the UT-Houston following appointment at the rank of Instructor or above on the tenure track. To be considered for the award of tenure, a faculty member must have a current appointment on the tenure track. A faculty member who demonstrates that certain personal circumstances may impede his/her progress toward achieving tenure within the required probationary period may make a written request for extension of the probationary period. Such requests must be submitted to the President through the Department Chair and the Dean and are normally limited to one academic year.

   In making a decision to recommend the award of tenure, the FAPTC will evaluate the individual’s achievements within the context of the amount of time required for such achievement. For faculty members who have a considerable amount of service on a non-tenure track prior to being considered for the award of tenure, the Committee will consider the reasons for the candidate’s service on such a track (i.e., FMLA leaves, departmental needs, or assignment to administrative or other non-academic duties within the UTHSC-H) in making this determination.

   If tenure is not awarded before the end of the 8th year on the tenure track, the faculty member will receive notice that he/she will not be reappointed on a tenure track at the end of the 9th year. An application for tenure can be made during the 9th year even though a letter of non-reappointment has been received. If tenure is awarded prior to August 31st of the 9th year, the letter will be rescinded (See HOOP 4.06, Section 8). Consideration for tenure in the 9th year will be made only under extraordinary circumstances.

   All candidates for tenure will be submitted to the university level. Upon approval at the university level, all candidates for tenure will be submitted to the UTHSC-H president for consideration. If the president endorses the faculty member’s promotion or tenure, he or she will forward a recommendation for tenure to The UT System Board of Regents for approval as part of the institutional budget. The Regents’ approval of the institutional budget is considered notification to the UTHSC-H president that promotion nominations included in the budget are approved. Tenure becomes effective as of September 1st of the forthcoming fiscal year. The dean will notify the faculty member of the approval by means of the next annual appointment letter.

   If the award of tenure is not recommended, such faculty may apply for reappointment on one of the non-tenure tracks, provided they have not made more than one other change in track during their period of appointment at UTHSC-H.

B. Non Tenure Tracks
i. Clinical Educator Track
Clinical Faculty
   Members of the faculty appointed to this track will be individuals who devote the majority of their time to clinical teaching and patient care. The minimum requirement for faculty hired on this track is completion of a GPR or AEGD, completion of a certificate program (for specialties), or two years experience in clinical practice. Faculty hired to teach on this track that are graduates of an ADA accredited dental school must also have a license to practice dentistry in at least one state in the United States. Faculty not licensed in the State of Texas must obtain either a Faculty or Full Active License to practice dentistry in the State of Texas within six (6) months of employment at UTDB.
Dental Hygiene Faculty
   The minimum requirement for dental hygiene faculty hired on this track is completion of a master’s degree in a pertinent discipline and a license to practice dental hygiene in at least one state in the United States. Those who work full time will participate in didactic teaching, clinical, and service activities. Faculty not licensed in the State of Texas must obtain either a Faculty or Full Active License to practice dental hygiene in the State of Texas within six (6) months of employment at UTDB.
Criteria for Appointment on the Clinical Educator Track
   Faculty on this track are expected to contribute to the mission and functioning of the school by participating in some service and demonstrating a scholarly approach to teaching and clinical activities. Service activities may include, but are not limited to participation in UTDB and/or Health Science Center committees, and service in professional organizations. A broader definition of scholarship, as set forth in the Health Science Center Statement on Scholarship, should be applied. A scholarly approach to teaching, service, and clinical activities may be demonstrated by, but is not limited to:
 
  1. Disseminating clinical knowledge
  2. Presenting table clinics
  3. Sponsoring table clinics
  4. Contributing to the development, maintenance, and implementation of excellent residency programs.
  5. Participation and/or holding office in local, state, national and/or international dental societies.
  6. Presentations at national organizations
  7. Serving on committees of national organizations
  8. Research
  9. Development of clinically related electives
  10. Membership on test construction boards for the National Board Examinations
  11. Board certification in a dental specialty
  12. Presenting continuing education courses
  13. Referrals
  14. Requests for consultation
  15. Taking continuing education courses
  16. Participation in forums for the discussion of clinical problems.
   Faculty hired for the clinical educator track, who have been properly credentialed and who have been approved by the chair and FAPTC, may with the approval of the Dean of the UTDB, be offered a 3-year appointment. The UTDB can terminate this appointment for cause, which may include poor performance, criminal activities, or activities not deemed to be in the best interest of the school, other faculty, students or staff. Termination would be initiated by the chair and approved by the Dean. At the end of the successful completion of the first 3-year appointment, the department chair may recommend the faculty member for an additional 3-year appointment. The FAPTC will review the performance of the individual and recommend either approval or denial for an additional 3-year appointment. The recommendation of an additional 3-year appointment will require the ultimate approval of the Dean. Additional 3-year appointments could be offered to the individual conditional on continued favorable evaluations by the chair and the FAPTC and with consent of the Dean. If, after a favorable three or six-year review the faculty member’s appointment is not renewed, an explanation from the department chair should be submitted to the Dean, the faculty member, and the FAPTC.
ii. Research Track
   Members of the faculty appointed on this track are those who devote the majority of their time to research and are generally funded on non-state funds. Faculty who receive part of their salary from state funds are also expected to contribute to the mission and functioning of the UTDB by participating in some teaching and service. Service activities may include, but are not limited to, participating in UTDB and/or Health Science Center committees, and service in professional organizations. Teaching activities may include, but are not limited to, lectures, mentoring faculty, graduate and undergraduate students, being a member of a thesis committee, and participation in seminars. Evidence of research excellence may include, but is not limited to:
  1. Assessment of the significance of original contributions to the literature.
  2. Demonstrated accomplishment or evidence of potential accomplishment as an independent investigator.
  3. Assessment of the quality of the journals in which contributions are published. It is recognized that books, review chapters, and the like represent significant contributions
  4. Citations of candidate’s work by other investigators
  5. Peer reviewed research support from federal, private, and/or industrial sources
  6. The amount and duration of grant support
  7. Publications in refereed journals
  8. Invitations to participate in symposia
  9. Contributing to review articles and book chapters
  10. Serving as a consultant to government agencies
  11. Internal and external peer esteem
   Faculty members appointed to the Research track are hired on a year-to-year appointment. Yearly appointment renewal will be at the recommendation of the department chair. The faculty member will be evaluated annually by the department chair and every six years by the Appointment, Promotion, and Tenure Committee. A copy of each evaluation will go to the faculty member, the department chair, and the Dean. Therefore, the faculty member’s continued employment depends on annual recommendations by the department chair and periodic evaluation by the FAPTC. If, after favorable annual and the state-mandated Six-Year reviews, the faculty member’s appointment is not renewed, an explanation from the department chair should be submitted to the faculty member, FAPTC, and Dean.
 
Section 2. Criteria for Promotion within Tracks
A. Tenure Track
   Promotion on the Clinician Educator Pathway or the Scientist Educator Pathway on the tenure track indicates that the individual has made tangible contributions in more than one area of academic life. Given the diverse needs of a dental school, it is recognized that exceptional accomplishment in one of the areas of teaching, research, and service may offset diminished activity in another area. Some semblance of balance should be expected.
 A-1 Teaching Activities
It is assumed that all faculty members will participate in the teaching program and mission of the school.

   It is important, however, for the committee to know the extent to which a faculty member is involved in teaching programs and the quality and effectiveness of this effort, in other words, the degree to which the institution relies upon the teaching activities of the candidate. The committee should be provided with more specific information than the statement that the faculty member “teaches” or is a “good teacher.” Although difficult to measure, teaching efforts can be evaluated more critically than this, even if only by a subjective analysis of what impact the loss of the services of the candidate would have on the teaching program. Peer review would be an important part of any mechanisms of evaluation.

   The degree of involvement in undergraduate and graduate dental education will vary from one individual to another. It may be clinical; it may be didactic, or even modular depending on the department and needs involved. A list of criteria indicating accomplishments may include, but is not limited to:

a)
The extent to which the candidate is engaged in clinical teaching and/or patient care and the quality of patient care rendered under his/her supervision
 
b)
Supervisory organization of a course or elective
 
c)
Development of innovative teaching methods, demonstration models, and/or self instructional materials
 
d)
Evidence of increased student learning effected by the faculty member
 
e)
Peer review
 
f)
Improved methods for evaluation of student performances
 
g)
Critical perceptiveness in evaluating students’ skills
 
h)
Student awards
 
i)
Student reviews
 
j)
Contribution to development and maintenance of excellent residency programs
 
k)
Advising masters; and/or Ph.D. students and serving on thesis committee
 
l)
Preceptorship activities
 
m)
Continuing education courses presented
 
n)
Informal teaching activities
   This includes, but is not limited to, substantive contribution of time and effort to professional and community organizations.
A-2 Scholarly Activities
   In addition to the criteria listed in the Statement on Scholarship (see Attachment B), criteria that are useful in evaluating the candidate may include, but are not limited to:
 
a)
Assessment of the significance of original contributions to the literature, including publications of clinical or scientific reviews, chapters, or monographs, case reports, improved methods of dental treatment, innovative solutions to special clinical problems, and new or improved dental instrumentation
 
b)
Presentation and attendance at continuing education courses, attainment of special levels of recognition such as FAGD or diplomat status in a specialty, and presentation of clinical cases at dental meetings
 
c)
Research support from federal, private, and/or industrial sources
 
d)
Citations of candidate’s work by other investigators
 
e)
Collaborative research
   The FAPTC recognizes the tendency to equate research productivity with the number of publications. It also recognizes that the nature of the research interests of the candidate may be such that significant publications can occur only infrequently. Considerations will also be given to the extent to which the candidate is engaged in other activities, which contribute to the intellectual and functional life of the institution.
  A-3 Peer Esteem
     Additional information that would be of assistance to the committee relates to evidence of the esteem in which his or her peers at international, national, and local levels hold the candidate. This may include, but is not limited to:
   

a)

Letters from referees who hold an academic rank equivalent to, or higher than, the rank being proposed for the candidate
   
b)
Positions of leadership or responsibility in organizations, agencies, and professional societies
   
c)
Appointments to editorial boards of scientific journals
   
d)
Participation in NIH study sections, consultant panels, advisory boards, or the equivalent
   
e)
Career development awards or the equivalent
   
f)
Visiting faculty or invited lectureship appointments
   
g)
Evidence of inter-institutional collegiality, manifested by a positive working relationship with other faculty members at the institution
   
h)
Organization of symposia or state, national, or international meetings
   
i)
Invitations to speak at symposia or give seminars at other institutions
  A-4 Service Activities
  In evaluating such candidates, consideration will be given to:
   
a)
Committee service at UTDB and UTHSC-H levels
   
b)
Service outside UTHSC-H in local or national dental or health-related organizations
   
c)
Other projects as assigned.
  A-5 Promotion from Assistant Professor to Associate Professor
   

a)

Minimum period of service at the Dental Branch of 3 years

   
b)
Actively working on specialty board certification, if applicable (Applicability will be determined on a case-by-case basis by the Appointment, Promotion, and  Tenure Committee)
   
c)
A strong record in teaching and scholarship with activity in service
  A-6 Promotion from Associate Professor to Professor
     In addition to satisfying the criteria for promotion to Associate Professor, the candidate should show evidence of: 
   
a)
National and/or international reputation in the candidate’s field and recognition as an expert in that field
   
b)
Specialty board certification, if applicable (Applicability will be determined on a case-by-case basis by the Appointment, Promotion, and Tenure Committee)
   
c)
Active mentoring of other faculty
   
d)
Evidence of external funding for research
  B.   Non Tenure Tracks
  Clinical Educator Track
   

Teaching Activities
   
Facuty members appointed to this track will be individuals who devote the majority of their time to clinical teaching and patient care.

   It is important for the committee to know the extent to which a faculty member is involved in teaching programs and the quality and effectiveness of this effort - in other words, the degree to which the institution relies upon the teaching activities of the candidate. The committee should be provided with more specific information than the statement that the faculty member “teaches” or is a “good teacher.” Although difficult to measure, teaching efforts can be evaluated more critically than this even if only by a subjective analysis of what impact the loss of the services of the candidate would have on the teaching program. Peer review would be an important part of any mechanisms of evaluation.

   The degree of involvement in undergraduate and graduate dental education will vary from one individual to another. It may be clinical; it may be didactic, or even modular depending on the department and needs involved.

   A list of criteria indicating accomplishment may include, but is not limited to:

   
a)
The extent to which the candidate is engaged in clinical teaching and/or patient care and the quality of patient care rendered under his/her supervision
   
b)
Supervisory organization of a course or elective
   
c)
Development of innovative teaching methods, demonstration models, and/or self instructional materials
   
d)
Evidence of increased student learning effected by the faculty member
   
e)
Peer review
   
f)
Improved methods for evaluation of student performances
   
g)
Critical perceptiveness in evaluating students’ skills
   
h)
Student awards
   
i)
Student reviews
   
j)
Contribution to development and maintenance of excellent residency programs
   
k)
Advising masters; and/or Ph.D. students and serving on thesis committee
   
l)
Preceptorship activities
   
m)
Continuing education courses presented
   
n)
Informal teaching activities
    Scholarly Activities
       In addition to the criteria listed in the Statement on Scholarship (see Attachment B), criteria that are useful in evaluating the candidate may but are not limited to:
   
a)
Assessment of the significance of original contributions to the literature, including publications of clinical or scientific reviews, chapters, or monographs, case reports, improved methods of dental treatment, innovative solutions to special clinical problems, and new or improved dental instrumentation
   
b)
Presentation and attendance at continuing education courses, attainment of special levels of recognition such as FAGD or diplomat status in a specialty, and presentation of clinical cases at dental meetings
   
c)
Research support from federal, private, and/or industrial sources
   
d)
Citations of candidate’s work by other investigators
   
e)
Collaborative research
   

   The FAPTC recognizes the tendency to equate research productivity with the number of publications. It also recognizes that the nature of the research interests of the candidate may be such that significant publications can occur only infrequently. Considerations will also be given to the extent to which the candidate is engaged in other activities hat contribute to the intellectual and functional life of the institution.

    Peer Esteem
       Additional information that would be of assistance to the committee relates to evidence of the esteem in which his or her peers at international, national, and local levels hold the candidate. This may include, but is not limited to:
   
a)
Letters from referees who hold an academic rank equivalent to, or higher than, the rank being proposed for the candidate
   
b)
Positions of leadership or responsibility in organizations, agencies, and professional societies
   
c)
Appointments to editorial boards of scientific journals
   
d)
Visiting faculty or invited lectureship appointments
   
e)
Evidence of inter-institutional collegiality, manifested by a positive working relationship with other faculty members at the institution
   
f)
Organization of symposia or state, national, or international meetings
   
g)
Invitations to speak at symposia or give seminars at other institutions
    Service Activities
       In evaluating such candidates, consideration will be given to:
   
a)
Committee service at UTDB and UTHSC-H levels
   
b)
Service outside UTHSC-H in local or national dental or health-related organizations
   
c)
Other projects as assigned.
       This includes, but is not limited to, substantive contribution of time and effort to professional and community organizations.
    Promotion from Assistant Professor to Associate Professor
   
a)
Minimum period of service at the Dental Branch of 3 years
   
b)
Actively working on specialty board certification, if applicable (applicability will be determined on a case-by-case basis by the Appointment, Promotion, and Tenure Committee)
   
c)
Strong teaching record (See Part II, Section 2, A-1)
   
d)
Evidence of activity in local or national dental organizations
    Promotion from Associate Professor to Professor
    In addition to satisfying the criteria for promotion to Associate Professor, the candidate should show evidence of:
   
a)
National and/or international reputation in the candidate’s field, and recognition as an expert in that field
   
b)
Specialty board certification (if applicable)
   
c)
Active mentoring of other faculty
   
ii.
Research Track 
   
Scholarly Activities 
   
   In addition to the criteria listed in the Statement on Scholarship (see Attachment B), criteria that are useful in evaluating the candidate may include, but are not limited to:
   
a)
Assessment of the significance of original contributions to the literature, including publications of clinical or scientific reviews, chapters, or monographs, case reports, improved methods of dental treatment, innovative solutions to special clinical problems, and new or improved dental instrumentation
   
b)
Citations of candidate's work by other investigataors
   
c)
Research support from federal, private, and/or industrial sources
   
d)
Collaborative research
   
e)
Presentation and attendance at continuing education courses, attainment of  special levels of recognition such as FAGD or diplomat status in a specialty, and presentation of clinical cases at dental meetings
   
   The FAPTC recognizes the tendency to equate research productivity with the number of publications. It also recognizes that the nature of the research interests of the candidate may be such that significant publications can occur only infrequently. Considerations will also be given to the extent to which the candidate is engaged in other activities which contribute to the intellectual  and functional life of the institution.
   
Peer Esteem 
   
   Additional information that would be of assistance to the committee relates to evidence of the esteem in which his or her peers at international, national, and local levels hold the candidate. This may include, but is not limited to:
   
a)
Letters from referees who hold an academic rank equivalent to, or higher than, the rank being proposed for the candidate
   
b)
Positions of leadership or responsibility in organizations, agencies, and professional societies
   
c)
Appointments to editorial boards of scientific journals
   
d)
Visiting faculty or invited lectureship appointments
   
e)
Evidence of inter-institutional collegiality, manifested by a positive working relationship with other faculty members at the institution
   
f)
Organization of symposia or state, national, or international meetings
   
g)
Invitations to speak at symposia or give seminars at other institutions
   
Promotion from Assistant Professor to Associate Professor 
   
a)
Minimum period of service at the Dental Branch of 3 years
   
b)
Evidence of ability to function as an independent investigator or a principal investigator
   
c)
Evidence of establishing a record in securing external funding
   
d)
Participation in national or international meetings
   
e)
Strong publication record
    Promotion from Associate Professor to Professor
    In addition to satisfying the criteria for promotion to Associate Professor, the candidate should show evidence of:
   
a)
National and/or international reputation in the candidate’s field and recognition as an expert in that field
   
b)
Functioning more in advisory roles (such as being a journal editor, a member of NIH study sections, member of in-house review panels, etc.)
   
   

   At the time of appointment, fulltime faculty members will be assigned to either the tenure track (Clinical Educator Pathway or Scientist Educator Pathway) or one of the non-tenure tracks (Clinical Educator or Research).

   Faculty members appointed on the tenure track but who have not attained a tenured appointment may, upon the recommendation of the department chair and the concurrence of the Dean, change from the tenure track to one of the non-tenure tracks at any time during the first nine years of appointment. This change of paths is contingent on availability of positions. It allows for one change from the tenure track to a non-tenure track and back to the tenure track, if so desired. Change back from a non-tenure track position to a tenure track position will always require approval of the department chair, review by the FAPTC, and approval of the Dean.

   If tracks are changed, any year in the tenure track in which the faculty member has completed at least nine months of academic service will count toward the nine-year limitation for application for tenure, even if the fulltime employment in the tenure track is intermittent.

ATTACHMENT A
SCHOLARSHIP AT THE DENTAL BRANCH
   
   
   Scholarship will usually produce tangible results. However, due to the varied backgrounds, training and interests of faculty engaged in dental education, the results of cholarship may take a variety of forms.
   
       Teachers evidence scholarship when they fulfill the obligation of continued education in their own field, and stimulate active learning and a spirit of inquiry among the students. Some signs that teachers stimulate student inquiry include but are not limited to, sponsorship of table clinics, supervision of student research projects, service on research supervisory committees, training of post-doctoral fellows, interns, and residents, and mentoring and advising students. The presentation of up-to-date and innovative teaching materials including but not limited to, new clinical techniques, new courses, new lectures, new monographs and audiovisual materials, and new instructional design may also evidence teaching scholarship. Such scholarship may result in presentations at professional meetings, textbooks, or contributions to teaching consortiums. Additional avenues for this scholarship may include participation in interdisciplinary teaching efforts as well as cooperation with the public school systems by upervising high school student projects and tutorials.
    Scholarship of Discovery
       The discovery-oriented scholar may be involved in either basic or clinical research, or both, and will report original research findings or research techniques at professional meetings, invited presentations, and in peer reviewed journal articles or books. Discovery scholars often receive external funding, which may be another indication of appreciation and/or recognition of their scholarly activity.
    Scholarship of Integration 
       The integrative scholar may synthesize information and publish journal articles, reviews and books. Alternatively, (s)he may organize and participate in interdisciplinary research teams, conferences, workshops and symposia. Integration may occur among basic sciences, clinical sciences, or between basic and clinical sciences.
    Scholarship Application 
       Application-oriented scholars may adapt new research findings to clinical treatment and patient care and publish their work in professional journals and books, or they may report new clinical and scientific findings to professional audiences via continuing education courses, table clinics and professional seminars. Alternatively, application-oriented scholars may focus on rendering new research and clinical knowledge accessible to lay audiences via public media such as magazines, newspapers, radio, TV, and museum displays. Some application-oriented scholars cooperate with the legal systems by participating in forensic endeavors or serving as expert witnesses in court cases.
    Rewards, Recognition and Service 
       Scholarship usually receives peer recognition, (although not necessarily immediately). Some forms of peer recognition include citations in the professional literature, favorable book reviews, speaking invitations, sabbatical invitations, grants for research, conferences, travel or sabbatical leave, commercial contracts, patents, professional prizes, and awards.
       Each type of scholar may also engage in scholarly service. Thus, many discovery-, integrative- or application-oriented scholars serve on NIH, NSF, and other professional review panels, review books, referee journal articles and grants, and edit journals and newsletters. Teaching scholars may contribute to the national board examinations and work with the Teaching Sections of the American Association of Dental Schools. Scholars of all forms may hold professional offices.
    Handbook of Operating Procedures
http://www.uth.tmc.edu/ut_general/admin_fin/planning/pub/hoop/complete_toc.html#chap4
       
   
    4 - FACULTY
   

The policies in the following segment apply to all faculty members of the UTHSC-H community.

     
4.01
Faculty Organization
     
4.02
Academic Titles
     
4.03
Recruitment
     
4.04
Appointment
     
4.05
Faculty Promotion
     
4.06
Tenure
     
4.07
Faculty Review
     
4.08
Termination for Good Cause
     
4.09
Reappointment and Non-Reappointment
     
4.11
Academic Freedom and Responsibility
     
4.12
Transfer of Faculty
     
4.13
Endowed/Named Positions
     
4.14
Textbooks and Other Materials Prescribed for Students
     
4.15
Classroom and Research Use of Copyrighted Material
     
4.16
Acceptance of Money from Students
     
4.17
Office Hours
     
4.18
Relocation Expenses
     
4.19
Official Time Records - reorganized and merged with policy 2.27 Time and Attendance Reporting
     
4.20
Communications
     
4.21
Development Leave
     
4.22
Educational Development (re-organized and merged with policy 2.45 Job-Related Training and Education: External)
     
4.23
Compensation for Continuing Education Teaching
     
4.24
Grievances
     
4.25
Scholarship
     
4.26
Governance
     
4.27
Faculty Compensation
     
4.28
Participation in Outside Activities - Please see 2.19 Conflict of Interest and Outside Activities
     
4.29
Appointment to Emeritus/Emerita Positions
       
   
HOOP last updated June 2008
    Some of the policies in this segment are under revision. New revisions will be made available upon receipt by this institution.
     
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